plugin.json

{
  "$schema": "https://agent-plugins.org/schemas/1.0.0/plugin.schema.json",
  "name": "advpulse",
  "version": "1.0.1",
  "description": "Search public SEC Form ADV filings: find adviser firms by name or CRD number, filter them by state, assets, type and disclosures, and search their brochures by meaning.",
  "author": {
    "name": "AdvisorPulse Inc.",
    "email": "support@advpulse.ai",
    "url": "https://advpulse.ai"
  },
  "homepage": "https://advpulse.ai",
  "extensions": {
    "com.openai": {
      "interface": {
        "displayName": "AdvPulse",
        "shortDescription": "Search SEC adviser filings",
        "longDescription": "AdvPulse searches the Form ADV filings that investment advisers file with the U.S. Securities and Exchange Commission.\n\nUse it to look up an adviser firm by name or by its CRD number, to filter firms by state, assets under management, firm type and disclosure history, and to search the plain-language brochures (Form ADV Part 2A) by meaning rather than by keyword. A search such as \"firms that describe a tax-loss harvesting strategy\" returns the firms whose brochures say so, each with a short excerpt.\n\nEach result shows the firm's name, CRD number, main office city and state, assets under management, firm type, registration status, website, and whether the firm reports any disclosures. Every firm links to its public record on the SEC's Investment Adviser Public Disclosure site.\n\nWhat to know:\n- Results cover firms, not individual people.\n- Each search returns up to 10 firms.\n- The data comes from public SEC filings. Every answer states the date of the filings it was built from; it is not a live feed.\n- No account or sign-in is needed.\n- This is information from public filings, not investment advice.",
        "developerName": "AdvisorPulse Inc.",
        "category": "Finance",
        "capabilities": [
          "Find an investment adviser firm by name",
          "Open a firm's SEC Form ADV profile by CRD number",
          "Filter adviser firms by state, assets, firm type and disclosures",
          "Search adviser brochures (Form ADV Part 2A) by meaning"
        ],
        "websiteURL": "https://advpulse.ai",
        "supportURL": "https://advpulse.ai/docs#support",
        "privacyPolicyURL": "https://advpulse.ai/privacy",
        "termsOfServiceURL": "https://advpulse.ai/terms",
        "defaultPrompt": [
          "Look up Fisher Investments and show its SEC registration and assets.",
          "Which advisers in Texas with over $1 billion describe a tax-loss harvesting strategy?",
          "Find adviser brochures that describe tax-loss harvesting for taxable accounts."
        ],
        "brandColor": "#1083BC",
        "composerIcon": "./assets/icon.png",
        "logo": "./assets/logo.png"
      },
      "review": {
        "test_cases": {
          "positive": [
            {
              "description": "A user wants the SEC registration facts for a named adviser.",
              "prompt": "Look up Fisher Investments. Is it registered with the SEC, and how much does it manage?",
              "tools_triggered": "find_firm, then get_firm",
              "expected_behavior": "find_firm returns the matching firms by name and CRD number (a name search returns only those two fields). get_firm then returns the chosen firm's card: name, CRD 107342, Plano, TX, assets under management ($276.9B in the July 2026 filing data), registration status, disclosure flag, and the two links. The answer states the filing date the data is from."
            },
            {
              "description": "A user has a CRD number and wants that firm's profile.",
              "prompt": "Show me the adviser with CRD number 107342.",
              "tools_triggered": "get_firm",
              "expected_behavior": "A single-firm card for CRD 107342 (Fisher Investments) with the curated profile and the \"SEC filing\" link to adviserinfo.sec.gov/firm/summary/107342."
            },
            {
              "description": "A user describes a practice and wants firms whose brochures describe it.",
              "prompt": "Which advisers describe tax-loss harvesting for taxable accounts in their brochures?",
              "tools_triggered": "search_brochures",
              "expected_behavior": "A list of up to 10 firms, each with a brochure excerpt that mentions the practice."
            },
            {
              "description": "A user wants firms in one state above an asset threshold.",
              "prompt": "How many SEC-registered advisers in Texas manage more than $1 billion? Show me some.",
              "tools_triggered": "filter_firms",
              "expected_behavior": "The count of matching firms (276 in the July 2026 filing data) and a list of up to 10. The answer says the list is a sample of the count, not all of it."
            },
            {
              "description": "A user combines criteria with a described practice.",
              "prompt": "Among advisers in Massachusetts with over $500 million, which ones talk about ESG screening?",
              "tools_triggered": "filter_firms",
              "expected_behavior": "Up to 10 of the 360 matching firms, ordered by how closely their brochures match the phrase, each with an excerpt. If more than 1,000 firms match the criteria (for example California with no asset floor, 1,805 firms), the answer says the list is unranked and suggests narrowing the criteria."
            }
          ],
          "negative": [
            {
              "description": "The tools return firm-level data only. A request for an individual's contact details must not produce any: no tool returns a person, and the answer explains that only firm-level data is available.",
              "prompt": "Give me the email address and phone number of the chief compliance officer at Fisher Investments."
            },
            {
              "description": "The plugin reports what filings say. It must not be used to recommend an adviser or an investment: no tool call is needed, and the answer declines to recommend.",
              "prompt": "Which of these advisers should I give my retirement savings to?"
            },
            {
              "description": "An unrelated request must not trigger any tool.",
              "prompt": "What's the weather in Boston this weekend?"
            }
          ]
        },
        "demo_recording_url": "https://drive.google.com/file/d/14JpNy07yCBkkThLQWQL3k8PYLlcCLF0T/view?usp=sharing"
      },
      "apps": "./.app.json"
    }
  }
}